AM - Risk & Controls Operations - (5+ Years)
An exciting role for professionals having more than 5 years of experience in First Line of Defence, Operational Risk Control, RCSA, Incident Reporting, Root cause analysis (RCA), Reporting
Your Future employer: A leading, global group with a strong foothold in specialty financial services serving millions of customers across the full spectrum.
Reviewing and interpreting the Key controls Operating in Investments business, plan key controls assessments and conduct independent testing on Quarterly basis.
Supporting the production of the Risk Management documentation for Senior, understanding the Inherent risk, gauging the effectiveness of the key controls and documenting the residual risk
Management of Open Issues raised by Business and Audit for timely closure, reported on monthly basis using Power BI Dashboards
Supporting Business for AAF Audit and FCRP (Financial Close Reporting Process) Testing, Support includes identifying the relevant controls for testing and participating in the walkthroughs planned by 2nd line / Audit Teams.
Developing process to monitor monthly status on STIP (Short Term Incentive Pay) and controls metrics – Chasing updates on SII’s, Assurance issues, Risk Events etc. Including half year and annual control assessments.
Managing the monthly co-ordination and preparation of Firm wide FLRC (First Line Risk & Controls) forum papers.
Supporting the delivery of Top Risks and associated reporting, including the tracking of Risk Appetite flags in partnership with 2nd line ERM (Enterprise Risk Management).
Working experience of 5 to 8 years in Operational Risk Control for Financial Services Industry
Ability to design controls to mitigate the open risk
Experience in Line 1b / 2nd line in Financial Services Operations
Experience of using Risk Management systems to Manage / Mitigate Non-Financial Risk
Understanding and strong interpretation of Regulations impacting the Operational Risk
Master’s Degree level in Finance/ Mathematics/ Economics
FRM Certification will be an added advantage
CFA Qualification will be desirable
Relevant IOC or Investment Management qualification / Certification would be desirable.
What is in it for you?
Fast track career growth
Market leading remuneration
Liaise extensively with stakeholders
Reach Us: If you think this is the right opportunity for you, feel free to apply or forward your application with your updated resume at firstname.lastname@example.org further discussions.
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Profile Keywords- Mumbai Jobs, Risk & Control Jobs, Operational Risk Jobs, RCSA Jobs, RCA Jobs, Operational Risk Control Jobs, Incident Reporting Jobs, Finance & Insurance Industry