Manager/DM- SOX Compliance (8+ years)

Location Powai
Job type: Permanent
Contact name: Jassimran Saluja

Contact email:
Job ref: 34499
Published: about 2 months ago
Startdate: 19/05/2021

Manager-SOX Compliance (8+ years)

Looking for professionals with 8+ years of experience in managing and controlling the Sarbanes-Oxley (SOX) financial control evaluation for a leading global financial services company.

Location: Mumbai

Your future employer: 

A leading, global group with a strong foothold in specialty financial services serving millions of customers across the full spectrum.


  • To manage and oversee Sarbanes-Oxley (SOX) financial control evaluation, in accordance with the SOX Framework for test of design on operating effectiveness, to ensure a robust control environment is maintained
  • To monitor, improve and thereby ensure achievement of agreed SLAs in the preparation and finalization of SOX walkthroughs, testing, and deficiency remediation
  • Manage, oversee and lead the financial control SOX testing program to ensure completed timely and accurately
  • Internal and External auditing of financial processes of SOX program
  • Managing Risk and Control frameworks and meeting regulatory requirements
  • Mentor team on developing proper controls, along with designing the necessary test steps to assess the design and effectiveness of controls.
  • Plan and allocate right resources as per required work and ensure seamless delivery

Chartered Accountant, with 8 years of post-qualification experience auditing or SOX program with a minimum of 3-5 years of experience managing a SOX program

  • Experience in leading a team
  • Sound knowledge of the COSO Framework, SOX, and internal control design, evaluation methods, and required documentation
  • Experience related to Internal/External auditing of financial processes or management of an established SOX program
  • Development of an automated control testing program

Reach Us:

If you think this is the right opportunity for you, feel free to apply or forward your application with your updated resume at for further discussions.

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