Sr Associate / AVP - SOX Compliance - Financial Services (7+ Years)
An exciting opportunity for a professional having expertise in SOX Compliance. This role involves Business control testing, auditing, internal control assessments, review controls and risk assessments. If this sounds interesting, read on!
Please Note: This is not a ITGC Role
Your Employer: A leading, global firm with a distinguished clientele providing extensive financial and asset management services.
Performing and/or reviewing of testing of controls
Risk Assessment review by 10K/Q financial statement line item for both quantitative and qualitative risk factors
Partnering with LOB, finance, risk and/or technology stakeholders to support consistent implementation of the SOX & CCAP framework
Assisting in validation and closure of SOX/CCAP issues and related action plans
Assisting with monthly and quarterly reporting
Creating a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols
Good understanding of any country’s VAT/GST Law
7-10 years’ experience in Auditing, Accounting, Internal Control, Quality Assurance and/or Finance
Degree or Post Graduate Degree in Accounting or Finance; CA/ CPA (or any other professional accounting qualification) preferred
Strong background in and/or familiarity with the Financial Services Industry preferred
Proficient knowledge of control and risk management concepts with the ability to design, create and evaluate risks and controls in conjunction with business partners
Working knowledge of financial reporting risks and controls
Working knowledge of Microsoft Office applications (Word, Excel, PowerPoint, Visio). • Knowledge of business intelligent tools (such as Xceptor, Alteryx, Tableau etc.) preferre
Good understanding of any country’s VAT/GST Law and ability to review VAT/GST returns
People Management experience required
Knowledge of financial markets and banking preferred
Knowledge of automation tools (Alteyx/Tableau) or experience with Transformation projects is an added plus
What’s In it for you?
An opportunity to define, lead and coordinate the operations of the company
Liaise extensively with stakeholders
An opportunity to work with a blue–chip firm in a high visibility role
Reach Us: If you think this role is aligned with your career, kindly write me an email along with your updated CV on email@example.com for a confidential discussion on the role.
Disclaimer: Crescendo Global is an ISO 9001:2015 certified Leadership Hiring consulting arm of Crescendo Group with expertise in mid to senior level niche recruitment. We are passionate about empowering job seekers and employers with an engaging memorable job search and leadership hiring experience. Crescendo Global does not discriminate on the basis of race, religion, color, origin, gender, sexual orientation, age, marital status, veteran status or disability status.