Sr Associate / AVP - SOX Compliance (10+ Years)

Location: Bangalore(East)
Discipline: Banking & Finance
Job type: Permanent
Contact name: Nikita Gupta

Contact email: nikita.gupta@crescendogroup.in
Job ref: 36174
Published: 12 days ago

Sr Associate / AVP - SOX Compliance - Financial Services (7+ Years)

An exciting opportunity for a professional having expertise in SOX Compliance. This role involves Business control testing, auditing, internal control assessments, review controls and risk assessments. If this sounds interesting, read on!

Please Note: This is not a ITGC Role

Location:  Bangalore

Your Employer: A leading, global firm with a distinguished clientele providing extensive financial and asset management services.

 Key Responsibilities:

  • Performing and/or reviewing of testing of controls

  • Risk Assessment review by 10K/Q financial statement line item for both quantitative and qualitative risk factors

  • Partnering with LOB, finance, risk and/or technology stakeholders to support consistent implementation of the SOX & CCAP framework

  • Assisting in validation and closure of SOX/CCAP issues and related action plans

  • Assisting with monthly and quarterly reporting

  • Creating a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols

  • Good understanding of any country’s VAT/GST Law

Requirements:

  • 7-10 years’ experience in Auditing, Accounting, Internal Control, Quality Assurance and/or Finance

  • Degree or Post Graduate Degree in Accounting or Finance; CA/ CPA (or any other professional accounting qualification) preferred

  • Strong background in and/or familiarity with the Financial Services Industry preferred

  • Proficient knowledge of control and risk management concepts with the ability to design, create and evaluate risks and controls in conjunction with business partners

  • Working knowledge of financial reporting risks and controls

  • Working knowledge of Microsoft Office applications (Word, Excel, PowerPoint, Visio). • Knowledge of business intelligent tools (such as Xceptor, Alteryx, Tableau etc.) preferre

  • Good understanding of any country’s VAT/GST Law and ability to review VAT/GST returns

  • People Management experience required

  • Knowledge of financial markets and banking preferred

  • Knowledge of automation tools (Alteyx/Tableau) or experience with Transformation projects is an added plus

What’s In it for you?

  • An opportunity to define, lead and coordinate the operations of the company

  • Liaise extensively with stakeholders

  • An opportunity to work with a blue–chip firm in a high visibility role

Reach Us: If you think this role is aligned with your career, kindly write me an email along with your updated CV on nikita.gupta@crescendogroup.in for a confidential discussion on the role.

Disclaimer: Crescendo Global is an ISO 9001:2015 certified Leadership Hiring consulting arm of Crescendo Group with expertise in mid to senior level niche recruitment. We are passionate about empowering job seekers and employers with an engaging memorable job search and leadership hiring experience. Crescendo Global does not discriminate on the basis of race, religion, color, origin, gender, sexual orientation, age, marital status, veteran status or disability status.