SRA/Manager-Regulatory Controls (2-5 years)

Location: Mumbai
Discipline: Legal, Risk & Compliance
Job type: Permanent
Contact name: Sweta Bakshi

Contact email:
Job ref: 37684
Published: about 1 year ago

Looking for a working professional with more than 2 years of experience in BFSI domain for regulatory engagement, SEBI regulatory guidelines, implementation of regulations and policies, internal audits and stakeholder management.

Location: Mumbai

Your Future Employer: A leading credit rating organization.


  • Supporting the communication and engagement with regulators for the changes in regulation, data requests and inspection.

  • Monitoring and disseminating the changes to regulatory landscape applicable to ratings business and also evaluate the implications.

  • Monitoring the compliances with applicable policies and regulations and carrying out periodical testing on compliance parameters.

  • Facilitating Audits/Inspections/Investigations and also preparing the data/ response for regulatory disclosures.

  • Preparing the MIS, reports for the management asper stipulated framework



  • 2-6 years of working experience of managing regulatory compliance in BFSI domain.

  • Excellent in MS Office, Excel and PPT

  • Understanding of Indian Financial Service sector.

  • Knowledge of reporting procedures and record keeping.

What is in it for you?

  • Working in a healthy and progressive environment

  • Enhancement of professional skills.

Reach Us

If you think this role is aligned with your career, kindly write me an email along with your updated resume on for a confidential discussion on the role.


We are an equal opportunity recruitment firm and value diversity in the talent we identify for our clients. We do not discriminate on the basis of race, religion, colour, origin, gender, sexual orientation, age, marital status, veteran status, or disability status.