Investment Compliance_4+ Years_Pune

Location: Gurgaon
Discipline: Investment Accounting
Job type: Hybrid Jobs
Contact name: Shokhy Agarwal

Contact email:
Job ref: 40602
Published: 2 days ago

Investment Compliance Analyst/ Sr Investment Compliance Analyst_ Charles River Development (CRD)_2-6 years_Pune


Location – Gurugarm (Hybrid) 


Your future employer 

It is an Indian consulting firm offering ratings, analysis, risk and policy advice. It assesses the creditworthiness of entities such as companies, governments, and financial institutions, helping investors and lenders make informed decisions. It also offers a range of research services covering various sectors and industries, aiding clients in understanding market trends and making strategic decisions.





  • Understanding of order management system from guideline oversight point of view. Understanding of Aladdin and / or Charles River will be a big plus

  • Ability to quickly understand and interpret different compliance rules

  • General understanding of investment instruments across asset classes, derivatives, and portfolio investment terminology like “notional exposure, leverage, are also helpful.

  • Very good written and oral communication skills

  • Experience range 1-4 years

  • Partner with AMGO team members to administer daily post trade compliance responsibilities in applicable order management systems (review and address alerts, communicate with Portfolio Managers, etc.)

  • Interact and coordinate with Portfolio Managers, Legal & Compliance, Operations, Technology, Relationship Managers, Operational Risk and Client Service as it relates to investment guideline compliance issues

  • Be a part of the other ad-hoc requests / projects related to portfolio compliance / guideline oversight as required



What is in it for you? 

  • A fast-growing industry with a rapid career growth.

  • A fast paced, Innovative work environment.


Reach us- 
If you think this role will add value to your career, kindly write me an email along with your updated CV on for a confidential discussion on the role. 




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 Profile Keywords- Investment compliance, Trade compliance, regulations, CRD, Charles River, Pune