Investment Compliance Analyst/ Sr Investment Compliance Analyst_ Charles River Development (CRD)_2-6 years_Pune
Location – Gurugarm (Hybrid)
Your future employer
It is an Indian consulting firm offering ratings, analysis, risk and policy advice. It assesses the creditworthiness of entities such as companies, governments, and financial institutions, helping investors and lenders make informed decisions. It also offers a range of research services covering various sectors and industries, aiding clients in understanding market trends and making strategic decisions.
Requirements:
Understanding of order management system from guideline oversight point of view. Understanding of Aladdin and / or Charles River will be a big plus
Ability to quickly understand and interpret different compliance rules
General understanding of investment instruments across asset classes, derivatives, and portfolio investment terminology like “notional exposure, leverage, are also helpful.
Very good written and oral communication skills
Experience range 1-4 years
Partner with AMGO team members to administer daily post trade compliance responsibilities in applicable order management systems (review and address alerts, communicate with Portfolio Managers, etc.)
Interact and coordinate with Portfolio Managers, Legal & Compliance, Operations, Technology, Relationship Managers, Operational Risk and Client Service as it relates to investment guideline compliance issues
Be a part of the other ad-hoc requests / projects related to portfolio compliance / guideline oversight as required
What is in it for you?
A fast-growing industry with a rapid career growth.
A fast paced, Innovative work environment.
Reach us-
If you think this role will add value to your career, kindly write me an email along with your updated CV on shokhy.agarwal@crescendogroup.in for a confidential discussion on the role.
Disclaimer:
Crescendo Global is an ISO 9001:2015 certified Leadership Hiring consulting arm of Crescendo Group with expertise in mid to senior level niche recruitment. We are passionate about empowering job seekers and employers with an engaging memorable job search and leadership hiring experience. Crescendo Global does not discriminate on the basis of race, religion, color, origin, gender, sexual orientation, age, marital status, veteran status or disability status.
Profile Keywords- Investment compliance, Trade compliance, regulations, CRD, Charles River, Pune