Assistant Vice President – Compliance Testing – Operational Risk & Compliance - 10+ Years - Mumbai

Discipline: Risk & Compliance
Job type: Permanent
Contact name: Nikita Gupta

Contact email: nikita.gupta@crescendogroup.in
Job ref: 52870
Published: 9 days ago

Assistant Vice President – Compliance Testing – Operational Risk & Compliance - 10+ Years - Mumbai

An exciting opportunity for a compliance professional to oversee regulatory risk, internal audits, compliance monitoring, control testing and governance frameworks for a leading global financial institution. If you have experience in risk advisory, compliance assurance, and regulatory reporting, this role is for you!

Location: Mumbai

Your Future Employer: A global leader in financial services and investment management.

Responsibilities:

  1. Managing compliance monitoring reviews to assess regulatory and conduct risks.
  2. Ensuring adherence to UK & EU regulations (FCA, MiFID, GDPR, MAD, etc.).
  3. Analyzing compliance data and regulatory reports to provide insights for risk mitigation.
  4. Collaborating with senior stakeholders and external partners on governance and compliance projects.
  5. Overseeing regulatory reporting submissions to the Financial Conduct Authority (FCA).
  6. Driving compliance technology initiatives for improved monitoring and efficiency.

Requirements:

  1. MBA/Post-Graduate in Management, Finance, or Risk & Compliance.
  2. 10+ years of experience in compliance monitoring, control testing, risk advisory, or financial services.
  3. Strong knowledge of financial regulations (FCA, MiFID, GDPR, MAD) and compliance frameworks.
  4. Experience in financial services, investment, insurance, or Big 4 risk consulting.
  5. Excellent stakeholder management, analytical, and report-writing skills.

What’s in it for You?

  1. Opportunity to work with a global financial institution in a leadership role.
  2. Career growth in compliance and risk management with high-impact responsibilities.
  3. Exposure to cutting-edge compliance technologies and governance frameworks.

Reach Us: If this opportunity aligns with your career aspirations, send your updated CV to nikita.gupta@crescendogroup.in for a confidential discussion.

Disclaimer: Crescendo Global specializes in Senior to C-level niche recruitment. We are passionate about empowering job seekers and employers with an engaging memorable job search and leadership hiring experience. Crescendo Global does not discriminate on the basis of race, religion, color, origin, gender, sexual orientation, age, marital status, veteran status or disability status.

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Keywords: Compliance Monitoring, Control Testing, ORM, Risk & Compliance, Risk Advisory, Regulatory Compliance, Governance, Financial Conduct Authority (FCA), MiFID, GDPR, Compliance Assurance, Risk Management, Mumbai Jobs, Crescendo Global